23-126 Bid Old Norwich Sewer Pump Station Upgrades
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OLD NORWICH SEWER PUMP STATION UPGRADES BID NO. 23-126 WATERFORD UTILITY COMISSION WATERFORD, CONNECTICUT BIDDING/CONTRACT DOCUMENTS AND TECHNICAL SPECIFICATIONS JUNE 2023 21490 WATERFORD UTILITY COMMISION WATERFORD, CONNECTICUT BIDDING/CONTRACT DOCUMENTS AND TECHNICAL SPECIFICATIONS FOR OLD NORWICH SEWER PUMP STATION UPGRADES BID NO. 23-126 JUNE 2023 Prepared By: Wright-Pierce 169 Main Street, 700 Plaza Middlesex Middletown, Connecticut 06457 Phone: 860-343-8297 21490 TABLE OF CONTENTS SECTION TITLE DIVISION 0 - BIDDING AND CONTRACT REQUIREMENTS 00020 General Bid Specifications 00510 Agreement 00700 General Conditions 00800 Supplementary Conditions 00800 SC-23 American Iron and Steel Requirements 00800 SC-32 Wage Rates DIVISION 1 - GENERAL REQUIREMENTS 01010A Summary of Work 01045 Cutting, Coring and Patching 01050 Coordination 01150A Measurement and Payment 01200 Project Meetings 01310 Construction Schedules 01320 Safety and Health Plan 01340 Submittals 01370 Schedule of Values 01380 Construction Photographs 01400 Quality Control 01500 Temporary Facilities and Controls 01515 Temporary Bypass Pumping 01600 Delivery Storage and Handling 01710 Project Cleaning 01720 Project Record Documents 01800 Equipment Startup Testing and Training DIVISION 2 - SITE WORK 02050A Demolition 02200 Earthwork 02485 Loaming and Seeding DIVISION 6 – WOOD AND PLASTICS 06100 Rough Carpentry DIVISION 7 - THERMAL & MOISTURE PROTECTION TABLE OF CONTENTS (CONT.) SECTION TITLE 21490 07311 Asphalt Shingles 07712 Gutters and Joint Sealants DIVISION 8 - DOORS AND WINDOWS 08110 Hollow Metal Doors and Frames 08710 Door Hardware DIVISION 9 - FINISHES 09900 Painting 09905 Shop Coatings DIVISION 10 - SPECIALTIES 10440 Portable Fire Extinguishers DIVISION 11 - EQUIPMENT 11000 Equipment - General 11310 Pumps General 11312 Horizontal Centrifugal Pumps 11319A Dry Pit Submersible Non Clog Pumps DIVISION 13 - SPECIAL CONSTRUCTION 13410 Instrumentation and Control General 13440 Instrumentation and Process Control 13441 Control Loop Descriptions 13442 Programmable Logic Controllers 13444 Control Panels 13445 Communications Network DIVISION 15 - MECHANICAL 15050 Pipe & Pipe Fittings-General 15062 Ductile Iron Pipe & Fittings (Interior Applications) 15063 Copper Pipe & Fittings (Interior Applications) 15088 Couplings & Connectors 15092 Pipe Sleeves & Seals 15094 Pipe Hangers & Supports 15100 Valves and Specialties-General 15101 Gate Valves 15110 Check Valves TABLE OF CONTENTS (CONT.) SECTION TITLE 21490 15180 Interior Pipe and Equipment Insulation 15400 Plumbing - General 15401 Plumbing, Piping and Specialties 15444 Natural Gas System 15492 Submersible Sump Pump 15600 HVAC - General 15601 Hydronic Heating Systems, Piping and Specialties 15604 Automatic Temperature Control (Electric) 15621 Sealed Combustion Hot Water Boiler 15626 HVAC System Pumps (In-Line Circulators) 15680 Dehumidifiers 15750 Hot Water Coils 15760 Hot Water Unit Heaters 15820 Ventilation Fans 15840 Ductwork and Devices 15862 Dampers 15869 Louvers 15891 Duct Insulation & Lining 15907 Testing and Balancing Heating and Ventilating Systems DIVISION 16 - ELECTRICAL 16000 Electrical Pump Stations 16500 Lighting APPENDICES Old Norwich Road Pump Station – Force Main Drawings END OF SECTION ADVERTISEMENT FOR BIDS Bid#23-126 TOWN OF WATERFORD, CONNECTICUT TOWN OF WATERFORD, CONNECTICUT (Owner) Sealed bids for Bid#23-126 Old Norwich Road Sewer Pump Station Upgrades will be received by the Purchasing Agent of the Town of Waterford at the Waterford Town Hall, 15 Rope Ferry Road, Waterford, CT 06385 until 11:00 a.m., prevailing time, on August 10, 2023, and then at said office publicly opened and read aloud. Bids must be enclosed in a sealed envelope and designated as bid for “Bid #23-126 Old Norwich Road Sewer Pump Station Upgrades.” Any bid may be withdrawn prior to the above scheduled time for opening of bids. Any bid received after the time and date specified will be returned unopened. Contract documents, including Plans and Specifications, may be downloaded from the following locations at no cost. The Town will not provide printed bid documents or pay for any printing costs associated with the bid documents. https://www.waterfordct.org/Bids.aspx?CatID=19 A Non-mandatory walk-through of the pump stations is scheduled for 10:00 A.M on Tuesday July 25, 2023, starting at the Old Norwich Road Pump Station (38 Old Norwich Road). Each bidder is responsible for checking these websites to determine if any addenda has been issued to the Information for Bidders and/or Contract Documents, and if so, to complete its response in accordance with the Information for Bidders and/or Contract Documents as may have been modified by any such addenda. The contractor who is selected to perform this State project must comply with CONN. GEN. STAT. §§ 4a60, 4a-60a, 4a-60g, and 46a-68b through 46a-68f, inclusive, as amended by June 2015 Special Session Public Act 15-5. State law requires a minimum of twenty-five (25%) percent of the state-funded portion of the contract for award to subcontractors holding current certification from the Connecticut Department of Administrative Services (“DAS”) under the provisions of CONN. GEN. STAT. § 4a-60g. (25% of the work with DAS certified Small and Minority Owned businesses and 25% of that work with DAS certified Minority, Women and/or Disabled owned businesses.) The contractor must demonstrate good faith effort to meet the 25% set-aside goals. For municipal public works contracts and quasi-public agency projects, the contractor must file a written or electronic non-discrimination certification with the Commission on Human Rights and Opportunities. Forms can be found at: http://www.ct.gov/opm/cwp/view.asp?a=2982&q=390928&opmNav_GID=1806 The Town of Waterford reserves the right to waive any formalities or to reject any or all bids. Each bidder must deposit, with his bid, security in the form of bid bond or certified check subject to the conditions provided in the Information for Bidders. No bidder may withdraw his bid within 90 days after the actual date of the opening thereof. Brandishea Moses Purchasing Agent Town of Waterford, Connecticut The Town of Waterford is an Equal Opportunity/Affirmative Action Employer. INFORMATION FOR BIDDERS 1. Sealed Bids Sealed bids for Bid#23-126 Old Norwich Road Sewer Pump Station Upgrades will be received by the Purchasing Agent of the Town of Waterford at the 15 Rope Ferry Road, Waterford, CT until 11:00 a.m. prevailing time on August 10, 2023, and then at said office publicly opened and read aloud. Bids must be enclosed in a sealed envelope and designated as bid for “Bid#23-126 Old Norwich Road Sewer Pump Station Upgrades.” 2. Method of Award The Town of Waterford intends to award the contract to the lowest responsible bidder. The Town reserves the right to reject any and all bids and to award each contract to the bidder who is most responsive to the interests of the Town. If the lowest bid submitted by a responsible bidder does not exceed the amount of funds made available by the State and Federal Agencies, the contract will be awarded on the basis of base bid. If such bid exceeds such amount, the Owner may reject all bids or award the contract on the basis of the base bid combined with such deductible alternates applied in numerical order in which they are listed in the Form of Bid that produces a net amount which is within the available funds. (Refer to Bid Forms for additional information.) 3. Bid Schedule Bids must be made on these forms and returned intact. Bidders will state both in writing and in figures, in ink or typewritten, the proposed price for each separate item of the work called for in the bid schedule, by which prices will be compared. If any price is omitted, the blank shall be filled with the highest price named by any bidder for that item or the bid may be rejected. Alterations and erasures must be initialed by the signer. 4. Arithmetic Discrepancies A. For the purpose of initial evaluation of bids, the following will be utilized in resolving arithmetic discrepancies found on the face of the bidding schedule as submitted by bidders: 1. Obviously misplaced decimal points will be corrected. 2. In case of discrepancy between unit price and extended price, the unit price will govern. 3. Apparent errors in extension of unit prices will be corrected. 4. Apparent errors in addition of lump sum and extended prices will be corrected. B. For the purpose of bid evaluation, the Town will proceed on the assumption that the bidder intends his bid to be evaluated on the basis of the unit prices, extensions, and totals arrived at by resolution of arithmetic discrepancies as provided above and the bid will be so reflected on the abstract of bids. 5. Bid Security If the total amount of the bid submitted exceeds $50,000, or if the bid contains any add alternates and the combination of the base bid plus all add alternates exceeds $50,000, then the bid must be accompanied by a CERTIFIED CHECK or a BID BOND, signed by a responsible Surety, in the amount of 10% of the total amount of the tendered bid and made payable to the order of the Town of Waterford. All bid checks or bonds, except those of the lower three (3) bidders will be returned within ten (10) days of the opening of bids. Those of the lower three (3) bidders will be retained by the Town of Waterford until one of the lower three (3) bidders signs the contract or until all bids are rejected; however, in no case will the bid check or bond be retained for more than 90 days unless forfeited as hereinafter stipulated. No bidder may withdraw his bid within 90 days after the actual date of the opening thereof. Should there be reasons why the CONTRACT cannot be awarded within the specified period, the time may be extended by mutual agreement between the OWNER and the BIDDER. If the total amount of the bid submitted is $50,000 or less, then no bid security is required. The Bid Bond and Surety’s Letter of Intent must be provided by a Surety Company that meets all of the following qualifications as of the date of bid. A. Licensed to do business in the State of Connecticut B. Listed on the current U. S. Treasury “T” List C. Rate A- or better by A. M. Best 6. Qualifications of BIDDER The OWNER may make such investigations as it deems necessary to determine the ability of the BIDDER to perform the work, and the BIDDER shall furnish to the OWNER all such information and data for this purpose as the OWNER may request. The OWNER reserves the right to reject any bid if the evidence submitted by, or investigation of, such BIDDER fails to satisfy the OWNER that such BIDDER is properly qualified to carry out the obligations of the CONTRACT and to complete the work contemplated therein. Conditional bids shall not be accepted. Any CONTRACTOR, who is in litigation or arbitration with the Town at the time of the bid opening, or prior to the execution of the CONTRACT, may be considered an unacceptable BIDDER and may be disqualified. 7. Identity of SUB-CONTRACTORS If any portion of the work is to be performed by persons or entities not considered to be part of the bidder's own forces, the successful bidder shall, upon notification of the award of a contract, furnish a written list of such other persons or entities and a description of the work to be performed by them. If requested by the Owner, the successful bidder shall be required to establish, to the satisfaction of the Owner, the reliability and responsibility of such Sub-Contractors. 8. Bonds A. Performance Bond If the total bid price for the project exceeds $50,000, or if the bid contains any alternates and the combination of the base bid plus all Town accepted alternates exceeds $50,000, then either of the following is required: 1. The Contractor shall furnish a bond covering faithful performance of the Contract. Surety shall be qualified to do business in the State of Connecticut, listed on the current U. S. Treasury “T” list, and rated "A-" or better by A. M. Best. The cost of the bond premium shall be included in the Contract Sum. The amount of the bond shall be equal to 100 percent of the Contract Sum. OR 2. In lieu of a Performance Bond, a security in a form acceptable to the Town (for example, letter of credit or an assigned passbook) in the amount of 100% of the Contract may be substituted. The Contractor shall deliver the required security to the Owner on the date the agreement is entered into. The Contractor shall require the attorney-in-fact, who executes the required bond on behalf of the surety, to affix thereto a certified and current copy of the power-of-attorney. In the case where added alternates are part of the bid, and where acceptance of any alternates would cause the Contract Sum to exceed the $50,000 threshold, then the price of the alternate shall include the cost of the required bond or security. B. Payment Bond If the total bid price for the project exceeds $100,000, or if the bid contains any alternates and the combination of the base bid plus all Town accepted alternates exceeds $100,000, then either of the following is required: 1. The Contractor shall furnish a bond covering payment of obligations arising under the terms of the Contract. Surety shall be qualified to do business in the State of Connecticut, listed on the current U.S. Treasury “T” list, and rated “A- “or better by A.M. Best. The cost of the bond premium shall be included in the Contract Sum. The amount of the bond shall be equal to 100 percent of the Contract Sum. OR 2. In lieu of a Payment Bond, a security in a form acceptable to the Town (for example, a letter of credit or an assigned passbook) in the amount of 100% of the Contract may be substituted. The Contractor shall deliver the required security to the Owner on the date the Agreement is entered into. The Contractor shall require the attorney-in-fact, who executes the required bond on behalf of the surety, to affix thereto a certified copy of the power-of-attorney. In the case where added alternates are part of the bid, and where acceptance of any alternates would cause the Contract Sum to exceed the $100,000 threshold, then the price of the alternate shall include the cost of the required bond or security. If the total bid (or base bid plus alternates) for the project is $100,000 or less, then in lieu of providing any security listed in Section 8.B, the Contractor can elect to substitute the following: Provide certified lien waivers from each supplier and sub- contractor affirming that they have been paid for work and materials for which previous payment applications were issued by the Owner and payments received by the Contractor. 9. Non-Resident Contractor Guarantee Bonds A Non-Resident Contractor is required to post a Guarantee Bond (for AU766) or Cash Bond (form AU-72) with the State of Connecticut Department of Revenue Services (DRS) in the amount of 5% of the total contract price. This Bond will secure payment for applicable taxes payable to the State related to this Project. The State will issue a Certificate of Compliance once an acceptable bond has been submitted by the Non-Resident Contractor. This Certificate of Compliance must be provided by the Contractor to the Town prior to the release of the first progress payment under the Contract, or the Town must remit 5% of the total contract value directly to the State. This 5% is in addition to the Project retainage. Special Notice SN2012(2), published by the State of Connecticut Department of Revenue Services, details the procedures and requirements regarding the Guarantee Bond or Cash Bond. The Special Notice and bond forms can be obtained at the State of Connecticut Department of Revenue Services webpage, www.ct.gov/DRS. 10. Insurance The Contractor must provide a CERTIFICATE OF INSURANCE as specified in the General, Supplementary Conditions and Special Provisions sections. 11. Receipt of Bonds & Insurance Certificates Prior to Signing Contract The Contractor to whom the contract shall be awarded must file the requisite BONDS and CERTIFICATE OF INSURANCE as specified and any other forms and documents required by the specifications prior to signing of the contract, and within 7 days from the date of receipt of notification of said award. 12. Obligation of Bidder Bidders, if requested, must be able to present evidence satisfactory to the Purchasing Agent that they have been regularly engaged in the business of constructing such work as they propose to execute, and that they are fully prepared with the necessary capital, materials, and equipment to conduct the work to be contracted for, and to begin it promptly when ordered. Prior to submitting his bid, the bidder must inspect the site and thoroughly read all plans, specifications, bid and contract documents. The failure or omission of any bidder to examine any form, instrument or document and to thoroughly examine the site shall in no way relieve any bidder from any obligations in respect to his bid. 13. Damages for Failure to Enter into Contract The party to whom the CONTRACT is awarded will be required to execute the CONTRACT within thirty (30) calendar days from the date when Notice of Award is delivered to the BIDDER. In case of failure of the BIDDER to execute the CONTRACT, the OWNER may at his option, consider the BIDDER in default, in which case the bid security accompanying the proposal shall become the property of the OWNER as liquidated damages and not as a penalty. 14. Execution of Contract and Notice to Proceed The OWNER within 15 days of receipt of acceptable PERFORMANCE BOND, PAYMENT BOND and CONTRACT signed by the party to whom the CONTRACT was awarded shall sign the CONTRACT and return to such party an executed duplicate of the CONTRACT. Should the OWNER not execute the CONTRACT within such period, the BIDDER may by written notice withdraw his signed CONTRACT. Such notice of withdrawal shall be effective upon receipt of the notice by the OWNER. The Notice to Proceed shall be issued within ten (10) days of the execution of the CONTRACT by the OWNER. Should there be reasons why the Notice to Proceed cannot be issued within such period, the time may be extended by mutual agreement between the OWNER and the CONTRACTOR. If the Notice to Proceed has not been issued within the ten (10) day period or within the period mutually agreed upon, the CONTRACTOR may terminate the CONTRACT, whereupon it shall become null and void and all rights and obligations created thereunder shall be extinguished. 15. Time of Completion and Liquidated Damages BIDDER must agree to commence work on or before a date to be specified in a written Notice to Proceed from the OWNER and to fully complete the project within 365 consecutive calendar days thereafter. Bidder must agree also to pay as liquidated damages, the sum of $1,000 for each consecutive calendar day thereafter as hereinafter provided in the GENERAL CONDITIONS. It is hereby understood and mutually agreed, by and between the CONTRACTOR and the OWNER, that the date of beginning and the time for completion during the working hours as specified in the General Conditions of the work to be done hereunder are essential conditions of this CONTRACT; and it is further mutually understood and agreed that the work embraced in this CONTRACT shall be commenced on a date to be specified in the "Notice to Proceed". The CONTRACTOR agrees that said work shall be prosecuted regularly, diligently, and uninterruptedly at such rate of progress as will insure full completion thereof within the time specified. It is expressly understood and agreed, by and between the CONTRACTOR and the OWNER, that the time for the completion of the work described herein is a reasonable time for the completion of same, taking into consideration the average climatic range and usual industrial conditions prevailing in this locality. If the said CONTRACTOR shall neglect, fail or refuse to complete the work within the time herein specified, or any proper extensions thereof granted by the OWNER, then the CONTRACTOR does hereby agree, as a part consideration for the awarding of this CONTRACT, to pay to the OWNER the sum of $1,000 for each consecutive calendar day as shown above, not as a penalty but as liquidated damages for such breach of CONTRACT as hereinafter set forth, for each and every calendar day that the CONTRACTOR shall be in default after the time stipulated in the CONTRACT for completion of the work. The said amount is fixed and agreed upon by and between the CONTRACTOR and the OWNER because of the impracticability and extreme difficulty of fixing and ascertaining the actual damages the OWNER would in such event sustain, and said amount is agreed to be the amount of damages which the OWNER would sustain and said amount shall be retained from time to time by the OWNER from current periodic estimates. It is further agreed that time is of the essence of each and every portion of this CONTRACT and of the specifications wherein a definite and certain length of time is fixed for the performance of any act whatsoever; and where under the CONTRACT an additional time is allowed for the completion of any work, the new time limit fixed by such extension shall be of the essence of this CONTRACT. The CONTRACTOR shall not be in default when the delay in completion of the work is due: A. To any preference, priority or allocation order duly issued by the State or Federal Government. B. To unforeseeable cause beyond the control and without the fault or negligence of the CONTRACTOR, including, but not limited to, acts of God, or of the public enemy, acts of the OWNER, acts of another contractor in the performance of a contract with the OWNER, fires, floods, epidemics, quarantine restrictions, strikes, freight embargoes and severe weather. The CONTRACTOR shall, within ten (10) days from the beginning of any such delay, unless the OWNER shall grant a further period of time prior to the date of final settlement of the CONTRACT, notify the OWNER, in writing, of the causes of the delay. The Owner shall ascertain the facts and extent of the delay and notify the CONTRACTOR within a reasonable time of its decision in the matter. 16. Addenda and Interpretations All questions about the meaning or intent of the Contract Documents are to be directed to the Purchasing Agent bmoses@waterfordct.org. Interpretations or clarifications considered necessary by the Owner in response to such questions will be issued by Addenda delivered to all parties recorded by the Owner as having received the Bidding Documents. Questions received less than seven days prior to the date for opening of Bids may not be answered. Only questions answered by formal written Addenda will be binding. Oral and other interpretations or clarifications will be without legal effect. Addenda will be issued to modify the Bidding Documents as deemed advisable by the Owner. 17. Substitution Clause Wherever in the Plans and Specifications any item of equipment or material is designed by reference to a particular brand, manufacturer, or trade name, it is understood that an approved equal product, acceptable to the OWNER, may be substituted by the BIDDER or the CONTRACTOR. 18. Retainage The Town of Waterford reserves the right to retain 5% in addition to the other retainages required, of the final contract price for a period not to exceed six (6) months from the date of final acceptance of the project. 19. Laws and Regulations The bidder's attention is directed to the fact that all applicable Federal and State law, municipal ordinances, and the rules and regulations of all authorities having jurisdiction over construction of the project shall apply to the contract throughout, and they will be deemed to be included in the contract the same as though herein written out in full. 20. List of Utilities in the Area Attention is called to the fact that the following Utility Companies have facilities in the area: The Connecticut Light and Power Company dba Eversource Energy, Lightower Fiber Networks I, LLC dba Crown Castle Fiber, The Southern New England Telephone Company dba Frontier Communications of Connecticut, Comcast of Connecticut, Inc., Yankee Gas Services Company dba Eversource Energy – Gas Distribution, City of New London Department of Public Utilities – Water and Sewer, and Waterford Water Pollution Control Authority. Information and data reflected in the Contract Documents with respect to Underground Facilities at or contiguous to the site is based upon information and data furnished to Owner by owners of such Underground Facilities or others, and Owner does not assume responsibility for the accuracy or completeness thereof unless it is expressly provided otherwise in the Supplementary Conditions. The Contractor should acquaint itself with and adhere to the regulations of those utilities which are in the area of this Contract. When requested by the Contractor, all underground utilities will be located and marked on the surface by the controlling utility company at no cost to him. Contractor will be responsible for notifying the Utility clearinghouse, "Call-Before- You-Dig" 48 hours prior to any excavation, to allow for the location of the existing utilities by controlling Utility Company. 21. Sales Tax Under the terms of the regulations referring to CONTRACTORS and SUBCONTRACTORS, issued by the STATE TAX COMMISSION in administration of the STATE Sales and Use Tax, to which the BIDDER is referred, the CONTRACTOR may purchase materials or supplies to be consumed in the performance of this contract without payment of tax and shall not include in his bid nor charge any use or sales tax thereon. 22. Site Investigation and Conditions Affecting the Work Arrangements to visit the site may be made by contacting the Director Waterford Utility Commission Jim Bartelli at jbartelli@waterfordct.org (860) 444- 5886 Monday through Friday, 8:30 a.m. to 3:30 p.m. A. The Contractor acknowledges that it has taken steps reasonably necessary to ascertain the nature and location of the work, and that it has investigated and satisfied itself as to the general and local conditions which can affect the work or its cost, including but not limited to: 1. Conditions bearing upon transportation, disposal, handling, and storage of materials; 2. The availability of labor, water, electric power, and roads; 3. Conditions at the site; 4. The conformation and conditions of the ground; and 5. The character of equipment and facilities needed preliminary to and during work performance. B. The Contractor also acknowledges that it has satisfied itself as to the character, quality, and quantity of surface and subsurface materials or obstacles to be encountered insofar as this information is reasonably ascertainable from an inspection of the site, including all exploratory work done by the Town, as well from the drawings and specifications made a part of this contract. Any failure of the Contractor to take the actions described and acknowledged in this paragraph will not relieve the Contractor from responsibility for estimating properly the difficulty and cost of successfully performing the work, or for proceeding to successfully perform the work without additional expense to the Town. C. The Town assumes no responsibility for any conclusions or interpretations made by the Contractor based on the information made available by the Town. Nor does the Town assume responsibility for any understanding reached or representation made concerning conditions, which can affect the work by any of its officers or agents before the execution of this contract, unless that understanding or representation is expressly stated in this Contract. D. The Contract Documents contain the provisions required for the construction of the project. Information obtained from an officer, agent or employee of the OWNER or any other person shall not affect the risks or obligations assumed by the CONTRACTOR or relieve him from fulfilling any of the conditions of the CONTRACT. 23. Permits The Contractor must obtain all necessary construction and building permits. All building permit fees will be waived except the State of CT Education fee. 24. Work Area Construction will be confined to the immediate work area only. Trespass on property other than Town property or easements acquired by the Town for the project will be by written permission of the property owner only. 25. Change Orders Any deviations from, additions to, or deductions from either scope of work or contract price shall be submitted by the Contractor to the Town in the form of a contract change order. The Town must approve this contract change order before said deviations, additions, or deductions shall be enacted. The specific procedures applicable to change orders are set forth in the General Conditions of the Contract Documents. Further, all changes in scope of work involving unit price items shall be governed by the unit price indicated by the Contractor on the Base Bid Form. 26. Wages Bidder is directed to the Supplementary Conditions of the Contract Documents for wage rate scales and legislation applicable to this contract. 27. Unbalanced Bids An unbalanced bid is one in which the contractor’s unit prices are: a. Significantly higher or lower than the Engineer’s estimate. b. “Front loaded” so contractor receives a disproportionate payment for work done during the early stages of a project. c. Token bid prices (i.e. penny unit bids). While it is often impossible to designate precisely the dividing line between a balanced bid and an unbalanced bid, contractors should be aware that the Town may regard the unbalancing of a bid as so extreme, undeniable, or detrimental to the interests of the Town that it may question the contractor about the apparent unbalancing of the bid proposal, and, if the contractor cannot provide a satisfactory explanation of the apparent unbalancing, and if the Town’s assessment of the risk to itself is unacceptable, the Town may reject the bid as nonresponsive. 28. OSHA Violations In accordance with Connecticut General Statute Section 31-57b, no contract shall be awarded to a bidder if it is determined that the bidder (person or firm) has been cited for three (3) or more willful or serious violations of any occupational safety and health act or of any standard, order or regulation promulgated pursuant to such act during the three (3) year period preceding the date of bid opening. 29. Enumeration of the Proposed Contract Documents Copies of the proposed Contract Documents have been made available to the bidder and consist of the documents enumerated below. The successful bidder selected by the Town shall be expected to enter into the contract documents with the Town. If a bidder is unwilling or unable to meet any of the contract terms, the bidder must disclose that inability or unwillingness in its proposal and the reason(s) therefore. The Town reserves the right to modify or include other provisions in its contracts as the Town, in its sole discretion, deems necessary or advisable. A. Project Manual B. Construction Plans BID PROPOSAL Bid#23-126 Old Norwich Road Sewer Pump Station Upgrades Town of Waterford Proposal of hereinafter called "BIDDER" *a corporation of the State of *a partnership, or *an individual doing business as To the Town of Waterford, Connecticut Gentlemen: The undersigned hereby declares that no person or persons other than those named herein are interested in this proposal or in the Contract proposed to be taken; that it is made without any connection with any other person making any proposal for the same work, and is in all respects fair and without collusion or fraud; that no person acting for or employed by the Town of Waterford is directly interested therein, or in the supplies or works to which it relates, or in any portion of the profits thereof; that it is understood that the Town, its agents and employees are not to be in any manner held responsible for the accuracy of, or bound by, the estimates or borings or plan of borings relative to the work and appearing on plans or in the foregoing notice; and that all such estimates, etc., are to be considered solely for the purpose of filling out and comparing the several proposals. The undersigned further declares that he has carefully examined the Information for Bidders, Contract documents, including the Plans and Specifications, and has inspected the site and will contract to provide all necessary tools, apparatus and implements, freight, cartage, and expense, and to do all the work and furnish all the materials necessary in the manner and upon the conditions specified and upon the following terms at the prices specified on the following pages. The undersigned agrees to furnish satisfactory bonds and insurance as required by the General Conditions, the Information for Bidders and by the Supplementary Conditions, and to execute within 30 days after notice of the award, a formal contract with the Town of Waterford for the fulfillment of this proposal, and it is agreed that in case of failure on the part of the undersigned to do so, the certified check or bid bond deposited herewith shall be forfeited to the Town of Waterford as liquidated damages for such failure. BIDDER hereby agrees to commence work under this contract on or before a date to be specified in written NOTICE TO PROCEED of the OWNER and to fully complete the project in strict compliance with the Contract Documents within 365 consecutive calendar days thereafter as stipulated in the specifications. BIDDER further agrees to pay as liquidated damages, the sum of $1,500 for each consecutive calendar day thereafter as hereinafter provided in Paragraph 15 of the Information for Bidders. BIDDER acknowledges receipt of the following addendum: The undersigned further agrees, in case of a corporation or fictitious trade name, that an acceptable certificate will be filed showing the proper officer or person authorized to sign said contract. Amounts are to be shown in both words and figures. In case of discrepancy, the amount shown in words will govern. The unit prices shall include all labor, materials, bailing, shoring, removal, overhead, profit, insurance, etc., to cover the finished work of the several kinds called for. Bidder understands that the Owner reserves the right to reject any or all bids and to waive any formalities in the bidding. The bidder agrees that this bid shall be good and may not be withdrawn for a period of 90 calendar days after the scheduled closing time for receiving bids. The bid Security attached in the sum of: dollars ($ ) is to become the property of the Owner in the event the Contract and Contract Bonds are not executed within the time above set forth, as liquidated damages for the delay and additional expense to the Owner caused thereby. BID SCHEDULE Bid#23-XX Old Norwich Road Sewer Pump Station Upgrades Town of Waterford Item No. Quantity Brief Description of Item with Unit Bid Price in Words Unit Bid In Figures Amount In Figures 1 Lump Sum Old Norwich Road Pump Station Upgrades complete and operational, except as noted below. The Sum of $ $ _ Per Lump Sum 2 Allowance Undocumented Site Conditions The Sum of $ five thousand dollars and zero cents $ 5,000 Amount in Words 3 Allowance Utility Company Service Allowance The Sum of $ ten thousand dollars and zero cents $ 10,000 Amount in Words 4 Allowance Pump Station Remote Monitoring Programming Allowance The Sum of $ three thousand dollars and zero cents $ 3,000 Amount in Words TOTAL BID: Total of Items 1 through 4 above. ($ ) (Amount in Figures) (Amount in Words) Bid#23-126 Old Norwich Road Sewer Pump Station Upgrades ATTACHMENT A Commission on Human Rights and Opportunities Contract Compliance Regulations Notification to Bidders COMMISSION ON HUMAN RIGHTS AND OPPORTUNITIES CONTRACT COMPLIANCE REGULATIONS NOTIFICATION TO BIDDERS (Revised 09/3/15) The contract to be awarded is subject to contract compliance requirements mandated by Sections 4a-60 and 4a- 60a of the Connecticut General Statutes; and, when the awarding agency is the State, Sections 46a-71(d) and 46a-81i(d) of the Connecticut General Statutes. There are Contract Compliance Regulations codified at Section 46a-68j-21 through 43 of the Regulations of Connecticut State Agencies, which establish a procedure for awarding all contracts covered by Sections 4a-60 and 46a-71(d) of the Connecticut General Statutes. According to Section 46a-68j-30(9) of the Contract Compliance Regulations, every agency awarding a contract subject to the contract compliance requirements has an obligation to “aggressively solicit the participation of legitimate minority business enterprises as bidders, contractors, subcontractors and suppliers of materials.” “Minority business enterprise” is defined in Section 4a-60 of the Connecticut General Statutes as a business wherein fifty-one percent or more of the capital stock, or assets belong to a person or persons: “(1) Who are active in daily affairs of the enterprise; (2) who have the power to direct the management and policies of the enterprise; and (3) who are members of a minority, as such term is defined in subsection (a) of Section 32-9n.” “Minority” groups are defined in Section 32-9n of the Connecticut General Statutes as “(1) Black Americans . . . (2) Hispanic Americans . . . (3) persons who have origins in the Iberian Peninsula . . . (4) Women . . . (5) Asian Pacific Americans and Pacific Islanders; (6) American Indians . . .” An individual with a disability is also a minority business enterprise as provided by Section 4a-60g of the Connecticut General Statutes. The above definitions apply to the contract compliance requirements by virtue of Section 46a-68j-21(11) of the Contract Compliance Regulations. The awarding agency will consider the following factors when reviewing the bidder’s qualifications under the contract compliance requirements: (a) the bidder’s success in implementing an affirmative action plan; (b) the bidder’s success in developing an apprenticeship program complying with Sections 46a-68-1 to 46a-68-17 of the Administrative Regulations of Connecticut State Agencies, inclusive; (c) the bidder’s promise to develop and implement a successful affirmative action plan; (d) the bidder’s submission of employment statistics contained in the “Employment Information Form”, indicating that the composition of its workforce is at or near parity when compared to the racial and sexual composition of the workforce in the relevant labor market area; and (e) the bidder’s promise to set aside a portion of the contract for legitimate minority business enterprises. See Section 46a-68j-30(10) (E) of the Contract Compliance Regulations. INSTRUCTIONS AND OTHER INFORMATION The following BIDDER CONTRACT COMPLIANCE MONITORING REPORT must be completed in full, signed, and submitted with the bid for this contract. The contract awarding agency and the Commission on Human Rights and Opportunities will use the information contained thereon to determine the bidder’s compliance to Sections 4a-60 and 4a-60a CONN. GEN. STAT., and Sections 46a-68j-23 of the Regulations of Connecticut State Agencies regarding equal employment opportunity, and the bidder’s good faith efforts to include minority business enterprises as subcontractors and suppliers for the work of the contract. 1) Definition of Small Contractor Section 4a-60g CONN. GEN. STAT. defines a small contractor as a company that has been doing business under the same management and control and has maintained its principal place of business in Connecticut for a one year period immediately prior to its application for certification under this section, had gross revenues not exceeding fifteen million dollars in the most recently completed fiscal year, and at least fifty-one percent of the ownership of which is held by a person or persons who are active in the daily affairs of the company, and have the power to direct the management and policies of the company, except that a nonprofit corporation shall be construed to be a small contractor if such nonprofit corporation meets the requirements of subparagraphs (A) and (B) of subdivision 4a-60g CONN. GEN. STAT. 2) Description of Job Categories (as used in Part IV Bidder Employment Information) (Page 2) MANAGEMENT: Managers plan, organize, direct, and control the major functions of an organization through subordinates who are at the managerial or supervisory level. They make policy decisions and set objectives for the company or departments. They are not usually directly involved in production or providing services. Examples include top executives, public relations managers, managers of operations specialties (such as financial, human resources, or purchasing managers), and construction and engineering managers. BUSINESS AND FINANCIAL OPERATIONS: These occupations include managers and professionals who work with the financial aspects of the business. These occupations include accountants and auditors, purchasing agents, management analysts, labor relations specialists, and budget, credit, and financial analysts. MARKETING AND SALES: Occupations related to the act or process of buying and selling products and/or services such as sales engineer, retail sales workers and sales representatives including wholesale. LEGAL OCCUPATIONS: In-House Counsel who is charged with providing legal advice and services in regards to legal issues that may arise during the course of standard business practices. This category also includes assistive legal occupations such as paralegals, legal assistants. COMPUTER SPECIALISTS: Professionals responsible for the computer operations within a company are grouped in this category. Examples of job titles in this category include computer programmers, software engineers, database administrators, computer scientists, systems analysts, and computer support specialists ARCHITECTURE AND ENGINEERING: Occupations related to architecture, surveying, engineering, and drafting are included in this category. Some of the job titles in this category include electrical and electronic engineers, surveyors, architects, drafters, mechanical engineers, materials engineers, mapping technicians, and civil engineers. OFFICE AND ADMINISTRATIVE SUPPORT: All clerical-type work is included in this category. These jobs involve the preparing, transcribing, and preserving of written communications and records; collecting accounts; gathering and distributing information; operating office machines and electronic data processing equipment; and distributing mail. Job titles listed in this category include telephone operators, bill and account collectors, customer service representatives, dispatchers, secretaries and administrative assistants, computer operators and clerks (such as payroll, shipping, stock, mail and file). BUILDING AND GROUNDS CLEANING AND MAINTENANCE: This category includes occupations involving landscaping, housekeeping, and janitorial services. Job titles found in this category include supervisors of landscaping or housekeeping, janitors, maids, grounds maintenance workers, and pest control workers. CONSTRUCTION AND EXTRACTION: This category includes construction trades and related occupations. Job titles found in this category include boilermakers, masons (all types), carpenters, construction laborers, electricians, plumbers (and related trades), roofers, sheet metal workers, elevator installers, hazardous materials removal workers, paperhangers, and painters. Paving, surfacing, and tamping equipment operators; drywall and ceiling tile installers; and carpet, floor and tile installers and finishers are also included in this category. First line supervisors, foremen, and helpers in these trades are also grouped in this category. INSTALLATION, MAINTENANCE AND REPAIR: Occupations involving the installation, maintenance, and repair of equipment are included in this group. Examples of job titles found here are heating, ac, and refrigeration mechanics and installers; telecommunication line installers and repairers; heavy vehicle and mobile equipment service technicians and mechanics; small engine mechanics; security and fire alarm systems installers; electric/electronic repair, industrial, utility and transportation equipment; millwrights; riggers; and manufactured building and mobile home installers. First line supervisors, foremen, and helpers for these jobs are also included in the category. MATERIAL MOVING WORKERS: The job titles included in this group are Crane and tower operators; dredge, excavating, and lading machine operators; hoist and winch operators; industrial truck and tractor operators; cleaners of vehicles and equipment; laborers and freight, stock, and material movers, hand; machine feeders and off bearers; packers and packagers, hand; pumping station operators; refuse and recyclable material collectors; and miscellaneous material moving workers. PRODUCTION WORKERS: The job titles included in this category are chemical production machine setters, operators and tenders; crushing/grinding workers; cutting workers; inspectors, testers sorters, samplers, weighers; precious stone/metal workers; painting workers; cementing/gluing machine operators and tenders; etchers/engravers; molders, shapers and casters except for metal and plastic; and production workers. 3) Definition of Racial and Ethnic Terms (as used in Part IV Bidder Employment Information) (Page 3) BIDDER CONTRACT COMPLIANCE MONITORING REPORT PART I - Bidder Information Company Name Street Address City & State Chief Executive Bidder Federal Employer Identification Number Or Social Security Number Major Business Activity (brief description) Bidder Identification (response optional/definitions on page 1) -Bidder is a small contractor. Yes No -Bidder is a minority business enterprise Yes No (If yes, check ownership category) Black Hispanic Asian American American Indian/Alaskan Native Iberian Peninsula Individual(s) with a Physical Disability Female - Bidder is certified as above by State of CT Yes No Bidder Parent Company (If any) Other Locations in Ct. (If any) PART II - Bidder Nondiscrimination Policies and Procedures 1. Does your company have a written Affirmative Action/Equal Employment Opportunity statement posted on company bulletin boards? Yes No 7. Do all of your company contracts and purchase orders contain non-discrimination statements as required by Sections 4a-60 & 4a-60a Conn. Gen. Stat.? Yes No 2. Does your company have the state-mandated sexual harassment prevention in the workplace policy posted on company bulletin boards? Yes No 8. Do you, upon request, provide reasonable accommodation to employees, or applicants for employment, who have physical or mental disability? Yes No 3. Do you notify all recruitment sources in writing of your company’s Affirmative Action/Equal Employment Opportunity employment policy? Yes No 9. Does your company have a mandatory retirement age for all employees? Yes No 4. Do your company advertisements contain a written statement that you are an Affirmative Action/Equal Opportunity Employer? Yes No 10. If your company has 50 or more employees, have you provided at least two (2) hours of sexual harassment training to all of your supervisors? Yes No NA 5. Do you notify the Ct. State Employment Service of all employment openings with your company? Yes No 11. If your company has apprenticeship programs, do they meet the Affirmative Action/Equal Employment Opportunity requirements of the apprenticeship standards of the Ct. Dept. of Labor? Yes No NA 6. Does your company have a collective bargaining agreement with workers? Yes No 6a. If yes, do the collective bargaining agreements contain non-discrimination clauses covering all workers? Yes No 6b. Have you notified each union in writing of your commitments under the nondiscrimination requirements of contracts with the state of Ct? Yes No 12. Does your company have a written affirmative action Plan? Yes No If no, please explain. 13. Is there a person in your company who is responsible for equal employment opportunity? Yes No If yes, give name and phone number. Asian or Pacific Islander- All persons having origins in any of the original peoples of the Far East, Southeast Asia, the Indian subcontinent, or the Pacific Islands. This area includes China, India, Japan, Korea, the Philippine Islands, and Samoa. American Indian or Alaskan Native- All persons having origins in any of the original peoples of North America, and who maintain cultural identification through tribal affiliation or community recognition. White (not of Hispanic Origin)- All persons having origins in any of the original peoples of Europe, North Africa, or the Middle East. Black (not of Hispanic Origin)- All persons having origins in any of the Black racial groups of Africa. Hispanic- All persons of Mexican, Puerto Rican, Cuban, Central or South American, or other Spanish culture or origin, regardless of race. Part III - Bidder Subcontracting Practices (Page 4) PART IV - Bidder Employment Information Date: JOB CATEGORY * OVERALL TOTALS WHITE (not of Hispanic origin) BLACK (not of Hispanic origin) HISPANIC ASIAN or PACIFIC ISLANDER AMERICAN INDIAN or ALASKAN NATIVE Male Female Male Female Male Female Male Female male female Management Business & Financial Ops Marketing & Sales Legal Occupations Computer Specialists Architecture/Engineering Office & Admin Support Bldg./ Grounds Cleaning/Maintenance Construction & Extraction Installatio